Form D · Venture Capital Fund

AEI 2007 Venture Access Fund I LLC

Chicago, IL · CIK 0001407096

Offering snapshot reported Sep 21, 2009 · SEC filing

Reported sold
$7.43M
Offering amount: $7.43M
Investors reported
100
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jun 25, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 21, 2009Amendment$7,427,483No comparison100SEC filing
Oct 24, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$375K (estimated)
Finders' fees
$0
Form D file number
021-106259

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James Piff1991874Advanced Equities Inc. · CRD 35545
Joseph Accardi728322First Allied Securities Inc. · CRD 32444
Stephen Allen4535419First Allied Securities Inc. · CRD 32444
Donald Allenbrand1979760First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Verna Schoen1420124First Allied Securities Inc. · CRD 32444
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Sharon Dixon1816196First Allied Securities Inc. · CRD 32444
Jason Dyken4531301First Allied Securities Inc. · CRD 32444
Frisco Escudero2794899First Allied Securities Inc. · CRD 32444
Gaston Escudero2077442First Allied Securities Inc. · CRD 32444
Paul Escudero2111381First Allied Securities Inc. · CRD 32444
Arthur Hsieh2086229First Allied Securities Inc. · CRD 32444
Arvind Kulkarni1763821First Allied Securities Inc. · CRD 32444
Alan Marcum1044638First Allied Securities Inc. · CRD 32444
Mark Morgan848207First Allied Securities Inc. · CRD 32444
Wesley Lew4154277First Allied Securities Inc. · CRD 32444
Ted Franse1418012First Allied Securities Inc. · CRD 32444
Ken Noyce1330372First Allied Securities Inc. · CRD 32444
Howie Pearsol2286977First Allied Securities Inc. · CRD 32444
Ryan Peterson2206897First Allied Securities Inc. · CRD 32444
Dominic Pisciotta1053562First Allied Securities Inc. · CRD 32444
Daniel Porter849544First Allied Securities Inc. · CRD 32444
Victoria Powell4805256First Allied Securities Inc. · CRD 32444
Timothy Rice2417854First Allied Securities Inc. · CRD 32444
Staci Scharadin3202644First Allied Securities Inc. · CRD 32444
Ronald Selik1616960First Allied Securities Inc. · CRD 32444
Ellias Stabinsky1571758First Allied Securities Inc. · CRD 32444
Michael Thiel1108580First Allied Securities Inc. · CRD 32444
Dennis Thurman2342398First Allied Securities Inc. · CRD 32444
Chris Whited2530579First Allied Securities Inc. · CRD 32444
Ronald Whited1643066First Allied Securities Inc. · CRD 32444
Tracy Whited2022462First Allied Securities Inc. · CRD 32444
Craig Wiggins862007First Allied Securities Inc. · CRD 32444
Christopher Wright725409First Allied Securities Inc. · CRD 32444
Amram Yahalom1080277First Allied Securities Inc. · CRD 32444

Source: Form D, filed Sep 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI 2007 VENTURE ACCESS FUND I, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$931K
Beneficial owners
102
ADV minimum commitment
$100K

Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ADEPTUS PARTNERS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ADEPTUS PARTNERS LLC
PCAOB 3686

Filing source

Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-2089869285

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aei Vafi, Inc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Dr Suite 6150
Chicago, IL, 60606