Form D · Private Equity Fund

Aegis Special Situations QP Fund, LLC - Series Medtech XIII

New York, NY · CIK 0001997500

Offering snapshot reported Nov 3, 2023 · SEC filing

Reported sold: $2.58M
Investors reported: 35
Minimum accepted: $0
First sale: Sep 29, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,196,250 → $2,583,750
Reported investors30 → 35

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 3, 2023	Amendment	$2,583,750	$387,500vs Oct 13, 2023	35	SEC filing
Oct 13, 2023	Initial	$2,196,250	No comparison	30	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $113K
Finders' fees: $0
Form D file number: 021-494714

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Aegis Capital Corp.	15007

Source: Form D, filed Nov 3, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEGIS SPECIAL SITUATIONS QP FUND LLC - SERIES MEDTECH XIII

Investment adviser: AEGIS CAPITAL CORP.

Gross asset value: $2.82M
Beneficial owners: 16
ADV minimum commitment: $100K

Reported in Form ADV on Aug 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INGALLS & SNYDER LLC NEW YORK, New York, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Filing source

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1), fund 805-1662749964

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Aegis Special Situations QP Fund LLC - Series Medtech IV	Mar 10, 2022	$2,557,500	12
Aegis Special Situations QP Fund LLC - Series Medtech VI	Feb 9, 2024	$827,750	13
Aegis Special Situations QP Fund LLC - Series Medtech VIII	May 13, 2022	$1,695,000	18
Aegis Special Situations QP Fund, LLC - Series Medtech XIII (this fund)	Nov 3, 2023	$2,583,750	35

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aegis Capital Holding Corp.	Director
Aegis Special Situations Management Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas
New York, NY, 10105