Investment adviser · CRD 15007

AEGIS CAPITAL CORP.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 25, 2026

Regulatory AUM: $1.78B
Client accounts: 4,218
Employees: 260
Advisory professionals: 92

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	1,914	$1,101,721,802	62.0%
High-net-worth individuals	1,116	$439,129,295	24.7%
Pooled investment vehicles	32	$219,442,155	12.3%
Corporations & businesses	21	$17,309,338	1.0%

Filing source

Form ADV 2128090 · Aug 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES ROBOTICS IPrivate Equity Fund · Last reported Aug 25, 2026$61.2MGross asset value

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INGALLS & SNYDER, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INGALLS & SNYDER, LLC
SEC 8-1865

Fund details & source

Fund ID: 805-8871745476
Reported beneficial owners: 64
Minimum commitment: $100K
Form D file number: 021-23395

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AGRITECH QP PARTNERS LLC - SERIES HB-1Private Equity Fund · Last reported Aug 25, 2026$32.2MGross asset value

Form D fundraising filings

Agritech QP Partners LLC - Series HB-1

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

AXOS CLEARING LLC
SEC 8-53595

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source

Fund ID: 805-3820958486
Reported beneficial owners: 294
Minimum commitment: $100K
Form D file number: 021-402531

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES MEDTECH IVPrivate Equity Fund · Last reported Aug 25, 2026$13.7MGross asset value

Form D fundraising filings

Aegis Special Situations Fund LLC - Series Medtech IV

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

AXOS CLEARING LLC
SEC 8-53595

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source

Fund ID: 805-1331618132
Reported beneficial owners: 97
Minimum commitment: $100K
Form D file number: 021-405896

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES PAI IPrivate Equity Fund · Last reported Aug 25, 2026$12.6MGross asset value

Form D fundraising filings

Aegis Special Situations Fund LLC - Series PAI I

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INGALLS & SNYDER, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INGALLS & SNYDER, LLC
SEC 8-1865

Fund details & source

Fund ID: 805-5466758808
Reported beneficial owners: 98
Minimum commitment: $100K
Form D file number: 021-586858

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES MEDTECH VPrivate Equity Fund · Last reported Aug 25, 2026$11.6MGross asset value

Form D fundraising filings

Aegis Special Situations Fund LLC - Series Medtech V

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-3969763431
Reported beneficial owners: 69
Minimum commitment: $100K
Form D file number: 021-413359

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES FINTECH IIIPrivate Equity Fund · Last reported Aug 25, 2026$11.5MGross asset value

Form D fundraising filings

Aegis Special Situations Fund LLC - Series Fintech III

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-4594406269
Reported beneficial owners: 100
Minimum commitment: $100K
Form D file number: 021-426746

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES AEROSPACE IIIPrivate Equity Fund · Last reported Aug 25, 2026$11MGross asset value

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INGALLS & SNYDER LLC NEW YORK, New York, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-1173335573
Reported beneficial owners: 91
Minimum commitment: $100K
Form D file number: 021-409020
Form D file number: 021-450969

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 25, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly

Principal office

1345 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK, NY, 10105, United States

CRD 15007

Filing source

Form ADV 2128090 · Aug 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.