Form D · Private Equity Fund

Aegis Special Situations QP Fund LLC - Series Aerospace I

New York, NY · CIK 0001773770

Offering snapshot reported May 9, 2019 · SEC filing

Reported sold: $2.26M
Investors reported: 22
Minimum accepted: $0
First sale: Apr 30, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 22

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 9, 2019	Amendment	$2,255,000	No comparison	22	SEC filing
Apr 16, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $226K
Finders' fees: $0
Form D file number: 021-337490

Sale commissions equal 0% of gross proceeds of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Aegis Capital Corp.	15007

Source: Form D, filed May 9, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEGIS SPECIAL SITUATIONS QP FUND LLC - SERIES AEROSPACE 1

Investment adviser: AEGIS CAPITAL CORP.

Gross asset value: $2.26M
Beneficial owners: 22
ADV minimum commitment: $100K

Reported in Form ADV on Feb 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EAS ACCOUNTING SERVICES, CPA LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

AXOS CLEARING LLC
SEC 8-53595

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1829820 · Feb 29, 2024 · Schedule D 7.B.(1), fund 805-9519218858

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aegis Capital Corp.	Promoter
Aegis Capital Holding Corp.	Promoter
Aegis Special Situations Management Llc	Director
Cassel Shapiro	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

810 Seventh Avenue 18 Th Floor
New York, NY, 10019