Form D · Pooled Investment Fund

Aegis Special Situations Fund LLC - Series Medtech IV

New York, NY · CIK 0001871649

Offering snapshot reported Jul 12, 2021 · SEC filing

Reported sold
$10.6M
Offering amount: $14M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 12, 2021Initial$10,615,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-405896

Source: Form D, filed Jul 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES MEDTECH IV

Investment adviser: AEGIS CAPITAL CORP.

Gross asset value
$13.7M
Beneficial owners
97
ADV minimum commitment
$100K

Reported in Form ADV on Aug 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No
Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

AXOS CLEARING LLC
SEC 8-53595

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 2128090 · Aug 25, 2026 · Schedule D 7.B.(1), fund 805-1331618132

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aegis Capital Corp. Promoter
Aegis Capital Holding Corp. Promoter
Aegis Special Situations Management Llc Director
Cassel Shapiro Director, Executive
Adam Stern Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
810 Seventh Avenue 18 Th Floor
New York, NY, 10019