Form D · Private Equity Fund

Aegis Special Situations Fund, LLC - Series Education II

New York, NY · CIK 0001827682

Offering snapshot reported Oct 16, 2020 · SEC filing

Reported sold
Yet to sell
Offering amount: $12M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$1.2M (estimated)
Finders' fees
$0
Form D file number
021-378133
Assuming full amount of the Offering is raised.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Aegis Capital Corp.15007

Source: Form D, filed Oct 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEGIS SPECIAL SITUATIONS FUND LLC- SERIES EDUCATION II

Investment adviser: AEGIS CAPITAL CORP.

Gross asset value
$5.23M
Beneficial owners
44
ADV minimum commitment
$100K

Reported in Form ADV on Jul 7, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EAS ACCOUNTING SERVICES, CPA LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No
Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

AXOS CLEARING LLC
SEC 8-53595

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1547496 · Jul 7, 2021 · Schedule D 7.B.(1), fund 805-2502553592

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aegis Capital Corp. Promoter
Aegis Capital Holding Corp. Promoter
Aegis Special Situations Management Llc Director, Promoter
Cassel Shapiro Director, Promoter
Adam Stern Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
810 Seventh Avenue 18 Th Floor
New York, NY, 10019