Form D · Private Equity Fund

Aegis Special Situations Fund LLC - Series Digital Freight Network I

New York, NY · CIK 0001818153

Offering snapshot reported Jul 30, 2020 · SEC filing

Reported sold
$3.09M
Offering amount: $12M
Investors reported
27
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 17, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 30, 2020Initial$3,090,000No comparison27SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$309K
Finders' fees
$0
Form D file number
021-372129

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Aegis Capital Corp.15007

Source: Form D, filed Jul 30, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEGIS SPECIAL SITUATIONS FUND LLC - SERIES DIGITAL FREIGHT NETWORK I

Investment adviser: AEGIS CAPITAL CORP.

Gross asset value
$10.6M
Beneficial owners
100
ADV minimum commitment
$100K

Reported in Form ADV on Feb 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EAS ACCOUNTING SERVICES, CPA LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Filing source

Form ADV 1829820 · Feb 29, 2024 · Schedule D 7.B.(1), fund 805-4566826131

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aegis Capital Corp. Promoter
Aegis Capital Holding Corp. Promoter
Aegis Special Situations Management Llc Director
Cassel Shapiro Director, Promoter
Adam Stern Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
810 Seventh Avenue 18 Th Floor
New York, NY, 10019