Form D · Private Equity Fund

AEA Mezzanine Fund IV LP

New York, NY · CIK 0001731270

Offering snapshot reported Feb 15, 2019 · SEC filing

Reported sold: $571M
Investors reported: 62
Minimum accepted: $0
First sale: Mar 2, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 62

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 15, 2019	Amendment	$570,612,500	No comparison	62	SEC filing
Feb 15, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3M (estimated)
Finders' fees: $0
Form D file number: 021-305782

Total amount sold and the total number of investors below includes General Partners's capital commitment.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Equus Financial Consulting LLC	131449	Equus Financial Consulting LLC · CRD 131449
Trump Securities, LLC	47107	Trump Securities, LLC · CRD 47107

Source: Form D, filed Feb 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEA MEZZANINE FUND IV LP

Investment adviser: AEA QP ADVISERS LLC

Gross asset value: $354M
Beneficial owners: 62
ADV minimum commitment: $5M

Reported in Form ADV on Jun 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GP FUND SOLUTIONS, LLC LATHAM, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian JP MORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2108533 · Jun 4, 2026 · Schedule D 7.B.(1), fund 805-7996808169

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
AEA MEZZANINE FUND II LP	Sep 17, 2010	$377,600,000	69
AEA Mezzanine Fund III LP	Mar 25, 2014	$518,625,000	80
AEA Mezzanine Fund IV LP (this fund)	Feb 15, 2019	$570,612,500	62

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Aea Mezzanine Management Iv Gp Llc	Promoter
N/A Aea Mezzanine Partners Iv Lp	Promoter
Barbara L. Burns	Executive
Joseph D. Carrabino, Jr.	Executive
Steven E. De Cillis Ii	Executive
John L. Garcia	Executive
Thomas W.S. Groves	Executive
Scott E. Zoellner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

666 5 Th Avenue,36 Th Floor
New York, NY, 10103