Form D · Private Equity Fund

AEA MEZZANINE FUND II LP

Stamford, CT · CIK 0001458804

Offering snapshot reported Sep 17, 2010 · SEC filing

Reported sold
$378M
Offering amount: $378M
Investors reported
69
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 16, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$189M$378MMar 6, 2009Aug 5, 2010: $377,600,000.00Sep 17, 2010: $377,600,000.00Sep 17, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors75 → 69

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 17, 2010Amendment$377,600,000$0vs Aug 5, 201069SEC filing
Aug 5, 2010Amendment$377,600,000No comparison75SEC filing
Mar 6, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$310K
Finders' fees
$0
Form D file number
021-128134

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Southridge Investment Group LLC45531Southridge Investment Group LLC · CRD 45531

Source: Form D, filed Sep 17, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEA MEZZANINE FUND II LP

Investment adviser: AEA QP ADVISERS LLC

Gross asset value
$49
Beneficial owners
67
ADV minimum commitment
$5M

Reported in Form ADV on Dec 6, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian HSBC BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1918582 · Dec 6, 2024 · Schedule D 7.B.(1), fund 805-5198408448

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aea Mezzanine Partners Ii Lp Promoter
Joseph D. Carrabino, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Stamford Plaza 263 Tresser Boulevard
Stamford, CT, 06901