Form D · Venture Capital Fund

ADVANCED EQUITIES TURIN INVESTMENTS III, LLC

Chicago, IL · CIK 0001435800

Offering snapshot reported Jul 31, 2009 · SEC filing

Reported sold
$2.29M
Indefinite offering
Investors reported
42
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jan 10, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 31, 2009Amendment$2,288,360No comparison42SEC filing
May 19, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$124K (estimated)
Finders' fees
$0
Form D file number
021-118493

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William Barkow2660220Advanced Equities Inc. · CRD 35545
Jonathan Manela2841293Advanced Equities Inc. · CRD 35545
Christopher Brothers2186156Advanced Equities Inc. · CRD 35545
Scott Cardone3192798Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Todd Harrigan2516869Advanced Equities Inc. · CRD 35545
Timothy Herrmann2446600Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Galinsky1513926Advanced Equities Inc. · CRD 35545
David Landskowsky4221686Advanced Equities Inc. · CRD 35545
Eric Rubenstein1709086Advanced Equities Inc. · CRD 35545
Barry Mohr337634Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Aaron Segal4041489Advanced Equities Inc. · CRD 35545
Chang Soo Han1048237First Allied Securities Inc. · CRD 32444
Peter Han4704497First Allied Securities Inc. · CRD 32444
Erik Weir2009973First Allied Securities Inc. · CRD 32444

Source: Form D, filed Jul 31, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVANCED EQUITIES TURIN INVESTMENTS III, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$5.7K
Beneficial owners
44
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BBD, LLP PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 991435 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-2481579114

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Turin Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Drive Ste 1650
Chicago, IL, 60606