Form D · Venture Capital Fund

ADVANCED EQUITIES TURIN INVESTMENTS II, LLC

Chicago, IL · CIK 0001392438

Offering snapshot reported Aug 19, 2009 · SEC filing

Reported sold
$27.4M
Indefinite offering
Investors reported
198
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Feb 12, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 19, 2009Amendment$27,372,184No comparison198SEC filing
Mar 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.39M (estimated)
Finders' fees
$0
Form D file number
021-100954

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William Barkow2660220Advanced Equities Inc. · CRD 35545
Jonathan Manela2841293Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
John Eugster2776666Advanced Equities Inc. · CRD 35545
Phillip Falk2372997Advanced Equities Inc. · CRD 35545
Todd Harrigan2516869Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Timothy Herrmann2446600Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Galinsky1513926Advanced Equities Inc. · CRD 35545
James Lynch2387056Advanced Equities Inc. · CRD 35545
Owen Schnaper5097283Advanced Equities Inc. · CRD 35545
Robert Marassa2649843Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Frank Mazzola2371623Advanced Equities Inc. · CRD 35545
Brandon McFarland5010542Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Barry Mohr337634Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
Eric Rubenstein1709086Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Aaron Segal4041489Advanced Equities Inc. · CRD 35545
Robert Speigel1671044Advanced Equities Inc. · CRD 35545
David Ranaudo4829711Advanced Equities Inc. · CRD 35545
David Prange2583106Advanced Equities Inc. · CRD 35545
Stephen Tracy1648245Advanced Equities Inc. · CRD 35545
Hank Korngut1916347First Allied Securities Inc. · CRD 32444
Arvind Kulkarni1763821First Allied Securities Inc. · CRD 32444
Mark McKinnon728601First Allied Securities Inc. · CRD 32444
Patrick Thurman825773First Allied Securities Inc. · CRD 32444
Amram Yahalom1080277First Allied Securities Inc. · CRD 32444

Source: Form D, filed Aug 19, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVANCED EQUITIES TURIN INVESTMENTS II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$263
Beneficial owners
203
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1295734 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-3628185585

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Turin Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60606