Form D · Venture Capital Fund
ADVANCED EQUITIES SOLFOCUS INVESTMENTS II LLC
Chicago, IL · CIK 0001454598
Offering snapshot reported Jul 9, 2009 · SEC filing
- Reported sold
- $15.9M Indefinite offering
- Investors reported
- 231 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- Nov 12, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2009 | Amendment | $15,936,874 | No comparison | 231 | SEC filing |
| Jan 16, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $885K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-126243
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| William Barkow | 2660220 | Advanced Equities Inc. · CRD 35545 |
| Jared Carmel | 4796201 | Advanced Equities Inc. · CRD 35545 |
| Jonathan Manela | 2841293 | Advanced Equities Inc. · CRD 35545 |
| Jeff Binkert | 2491492 | Advanced Equities Inc. · CRD 35545 |
| Chris Gambino | 4129800 | Advanced Equities Inc. · CRD 35545 |
| Christopher Brothers | 2186156 | Advanced Equities Inc. · CRD 35545 |
| Christopher Capra | 2691295 | Advanced Equities Inc. · CRD 35545 |
| Scott Cardone | 3192798 | Advanced Equities Inc. · CRD 35545 |
| Geoff Carfagnini | 2771125 | Advanced Equities Inc. · CRD 35545 |
| Joseph Cordi | 1397664 | Advanced Equities Inc. · CRD 35545 |
| James Duncan | 1781313 | Advanced Equities Inc. · CRD 35545 |
| Charles Mycoff | 5009562 | Advanced Equities Inc. · CRD 35545 |
| John Ferrick | 2568789 | Advanced Equities Inc. · CRD 35545 |
| James Kozak | 2237880 | Advanced Equities Inc. · CRD 35545 |
| Mark Finckle | 2650476 | Advanced Equities Inc. · CRD 35545 |
| Alex Forschner | 5330416 | Advanced Equities Inc. · CRD 35545 |
| Aaron Segal | 4041489 | Advanced Equities Inc. · CRD 35545 |
| Wesley Gordon | 5000607 | Advanced Equities Inc. · CRD 35545 |
| Kevin Graetz | 1935982 | Advanced Equities Inc. · CRD 35545 |
| Joe Hede | 2389098 | Advanced Equities Inc. · CRD 35545 |
| Todd Harrigan | 2516869 | Advanced Equities Inc. · CRD 35545 |
| Timothy Herrmann | 2446600 | Advanced Equities Inc. · CRD 35545 |
| Kevin Johnson | 4448438 | Advanced Equities Inc. · CRD 35545 |
| John Van Clief | 2030796 | Advanced Equities Inc. · CRD 35545 |
| Greg Klein | 2567593 | Advanced Equities Inc. · CRD 35545 |
| John Galinsky | 1513926 | Advanced Equities Inc. · CRD 35545 |
| David Landskowsky | 4221686 | Advanced Equities Inc. · CRD 35545 |
| Eric Rubenstein | 1709086 | Advanced Equities Inc. · CRD 35545 |
| James Lynch | 2387056 | Advanced Equities Inc. · CRD 35545 |
| Owen Schnaper | 5097283 | Advanced Equities Inc. · CRD 35545 |
| Robert Marassa | 2649843 | Advanced Equities Inc. · CRD 35545 |
| Bijal Modi | 5155401 | Advanced Equities Inc. · CRD 35545 |
| Frank Mazzola | 2371623 | Advanced Equities Inc. · CRD 35545 |
| Gary Saccaro | 1806863 | Advanced Equities Inc. · CRD 35545 |
| Brandon McFarland | 5010542 | Advanced Equities Inc. · CRD 35545 |
| William Metz | 808295 | Advanced Equities Inc. · CRD 35545 |
| James Piff | 1991874 | Advanced Equities Inc. · CRD 35545 |
| Hayward Roy | 2842866 | Advanced Equities Inc. · CRD 35545 |
| William Schrimpf | 415220 | Advanced Equities Inc. · CRD 35545 |
| Timothy Touloukian | 2803832 | Advanced Equities Inc. · CRD 35545 |
| Chang Soo Han | 1048237 | First Allied Securities Inc. · CRD 32444 |
| Mark Chamberlain | 1655738 | First Allied Securities Inc. · CRD 32444 |
| Ken Noyce | 1330372 | First Allied Securities Inc. · CRD 32444 |
| Andrew Scheirer | 4256666 | First Allied Securities Inc. · CRD 32444 |
| John Taylor | 1990537 | First Allied Securities Inc. · CRD 32444 |
| Dennis Thurman | 2342398 | First Allied Securities Inc. · CRD 32444 |
| Patrick Thurman | 825773 | First Allied Securities Inc. · CRD 32444 |
Source: Form D, filed Jul 9, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Advanced Equities Sol Focus Management Corp. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60606
Chicago, IL, 60606