Form D · Venture Capital Fund

ADVANCED EQUITIES SOLFOCUS INVESTMENTS I LLC

Chicago, IL · CIK 0001454617

Offering snapshot reported Jul 8, 2009 · SEC filing

Reported sold
$4.19M
Indefinite offering
Investors reported
100
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Nov 18, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 8, 2009Initial$4,189,613No comparison100SEC filing
Jan 16, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$224K (estimated)
Finders' fees
$0
Form D file number
021-126295

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William Barkow2660220Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Kevin Barrett5241590Advanced Equities Inc. · CRD 35545
Christopher Brothers2186156Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Rick Post5469061Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
Mark Finckle2650476Advanced Equities Inc. · CRD 35545
Alex Forschner5330416Advanced Equities Inc. · CRD 35545
Aaron Segal4041489Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Frank Mazzola2371623Advanced Equities Inc. · CRD 35545
Todd Harrigan2516869Advanced Equities Inc. · CRD 35545
Timothy Herrmann2446600Advanced Equities Inc. · CRD 35545
Kevin Johnson4448438Advanced Equities Inc. · CRD 35545
John Van Clief2030796Advanced Equities Inc. · CRD 35545
David Landskowsky4221686Advanced Equities Inc. · CRD 35545
Eric Rubenstein1709086Advanced Equities Inc. · CRD 35545
James Lynch2387056Advanced Equities Inc. · CRD 35545
Owen Schnaper5097283Advanced Equities Inc. · CRD 35545
Matthew Pelosi1439393Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Chang Soo Han1048237First Allied Securities Inc. · CRD 32444
Stuart Hoshide1838860First Allied Securities Inc. · CRD 32444
Brian Machamer2858411First Allied Securities Inc. · CRD 32444
Robert Mcgaha2409416First Allied Securities Inc. · CRD 32444
Ken Noyce1330372First Allied Securities Inc. · CRD 32444
Donald Peterson1772237First Allied Securities Inc. · CRD 32444
Andrew Scheirer4256666First Allied Securities Inc. · CRD 32444
Dennis Thurman2342398First Allied Securities Inc. · CRD 32444
Edward Yoon2408137First Allied Securities Inc. · CRD 32444

Source: Form D, filed Jul 8, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Sol Focus Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60606