Form D · Venture Capital Fund
ADVANCED EQUITIES AMYRIS INVESTMENTS III LLC
Chicago, IL · CIK 0001454788
Offering snapshot reported Mar 2, 2010 · SEC filing
- Reported sold
- $885K Indefinite offering
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- Nov 26, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 2, 2010 | Amendment | $884,706 | No comparison | 16 | SEC filing |
| Jan 21, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $37.6K
- Finders' fees
- $0
- Form D file number
- 021-126355
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Noah Aron | 4928851 | Advanced Equities Inc. · CRD 35545 |
| Jeff Binkert | 2491492 | Advanced Equities Inc. · CRD 35545 |
| Chris Gambino | 4129800 | Advanced Equities Inc. · CRD 35545 |
| Gordon Fallone | 1767760 | Advanced Equities Inc. · CRD 35545 |
| Peter Fogarty | 1889799 | Advanced Equities Inc. · CRD 35545 |
| James Kozak | 2237880 | Advanced Equities Inc. · CRD 35545 |
| John Galinsky | 1513926 | Advanced Equities Inc. · CRD 35545 |
| Gary Saccaro | 1806863 | Advanced Equities Inc. · CRD 35545 |
| Chang Soo Han | 1048237 | First Allied Securities · CRD 32444 |
| Kyle Hoffman | 2934146 | First Allied Securities · CRD 32444 |
| Stuart Hoshide | 1838860 | First Allied Securities · CRD 32444 |
| Brian Machamer | 2858411 | First Allied Securities · CRD 32444 |
| Donald Peterson | 1772237 | First Allied Securities · CRD 32444 |
Source: Form D, filed Mar 2, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Advanced Equities Amyris Management Corp. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60606
Chicago, IL, 60606