Form D · Private Equity Fund

AA Kraken, LLC

New York, NY · CIK 0002089310

Offering snapshot reported Oct 9, 2025 · SEC filing

Reported sold: $53.6M
Investors reported: 205
Minimum accepted: $0
First sale: Sep 24, 2025

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 9, 2025	Amendment	$53,595,000	$0vs Oct 6, 2025	205	SEC filing
Oct 6, 2025	Initial	$53,595,000	No comparison	205	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-559936

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Oppenheimer & Co. Inc.	249

Source: Form D, filed Oct 9, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AA KRAKEN, LLC

Investment adviser: OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Gross asset value: $53.6M
Beneficial owners: 205
ADV minimum commitment: $250K

Reported in Form ADV on Sep 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Filing source

Form ADV 2128813 · Sep 1, 2026 · Schedule D 7.B.(1), fund 805-1836121472

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bryan Edward Mc Kigney	Executive
N/A Oppenheimer Alternative Investment Management, Llc	Executive
N/A Oppenheimer & Co. Inc.	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

85 Broad Street 3rd Floor
New York, NY, 10004