Form D · Hedge Fund

5:15 Fund, Ltd.

Grand Cayman, E9 · CIK 0001464817

Offering snapshot reported Jul 25, 2012 · SEC filing

Reported sold
$953M
Indefinite offering
Investors reported
119
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$477M$953MAug 3, 2009: $4,500,534.00Aug 3, 2009Jul 16, 2010: $370,646,118.00Jul 16, 2010Jul 15, 2011: $781,888,518.00Jul 15, 2011Jul 25, 2012: $953,419,353.00Jul 25, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$781,888,518 → $953,419,353
  • Reported investors104 → 119
  • Minimum accepted$3,000,000 → $5,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2012Amendment$953,419,353$171,530,835vs Jul 15, 2011119SEC filing
Jul 15, 2011Amendment$781,888,518$411,242,400vs Jul 16, 2010104SEC filing
Jul 16, 2010Amendment$370,646,118$366,145,584vs Aug 3, 200972SEC filing
Aug 3, 2009Initial$4,500,534No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-133288

Source: Form D, filed Jul 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

5:15 FUND, LTD.

Investment adviser: 5:15 CAPITAL MANAGEMENT, LLC

Gross asset value
$337M
Beneficial owners
77
ADV minimum commitment
$5M

Reported in Form ADV on Mar 20, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES CAYMAN LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 704549 · Mar 20, 2013 · Schedule D 7.B.(1), fund 805-4146032285

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward George Fisher Director
Robert Wahl Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Services (Cayman) 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007