Investment adviser · CRD 157030

5:15 CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed Mar 20, 2013

Regulatory AUM
$11.4B
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
23
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

5:15 MASTER FUND, LTD.Hedge Fund · Last reported Mar 20, 2013$369MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES CAYMAN LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-3676960333
Reported beneficial owners
125
Minimum commitment
$5M

Form ADV 704549 · Mar 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

5:15 TAIL RISK MASTER FUND, LTD.Hedge Fund · Last reported Mar 20, 2013$0Gross asset value

Feeder funds

  • 5:15 TAIL RISK FUND, LTD.
  • 5:15 TAIL RISK PARTNERS, LP
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-9933695314
Reported beneficial owners
20
Minimum commitment
$5M

Form ADV 704549 · Mar 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

33 BENEDICT PLACE, 2ND FLOOR
GREENWICH, CT, 06830, United States

CRD 157030

Filing source

Form ADV 704549 · Mar 20, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.