Form D · Other Investment Fund

400 Capital Special Situations Fund I LLC

New York, NY · CIK 0001565952

Offering snapshot reported Dec 9, 2019 · SEC filing

Reported sold
$58.1M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 19, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.1M$58.1MJan 3, 2013: $9,135,000.00Jan 3, 2013Jan 2, 2014: $51,230,000.00Jun 26, 2014: $53,230,000.00Jan 2, 2015: $53,230,000.00Dec 23, 2015: $53,230,000.00Dec 19, 2016: $53,230,000.00Dec 15, 2017: $58,146,482.00Dec 10, 2018: $58,146,482.00Dec 9, 2019: $58,146,482.00Dec 9, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 9, 2019Amendment$58,146,482$0vs Dec 10, 201828SEC filing
Dec 10, 2018Amendment$58,146,482$0vs Dec 15, 201728SEC filing
Dec 15, 2017Amendment$58,146,482$4,916,482vs Dec 19, 201628SEC filing
Dec 19, 2016Amendment$53,230,000$0vs Dec 23, 201527SEC filing
Dec 23, 2015Amendment$53,230,000$0vs Jan 2, 201527SEC filing
Jan 2, 2015Amendment$53,230,000$0vs Jun 26, 201427SEC filing
Jun 26, 2014Amendment$53,230,000$2,000,000vs Jan 2, 201427SEC filing
Jan 2, 2014Amendment$51,230,000$42,095,000vs Jan 3, 201327SEC filing
Jan 3, 2013Initial$9,135,000No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-189438

Source: Form D, filed Dec 9, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

400 CAPITAL SPECIAL SITUATIONS FUND I LLC - SERIES A-1

Investment adviser: 400 CAPITAL MANAGEMENT LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Nov 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SHORT HILLS, New Jersey, United States
Custodian CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

KEYBANK NATIONAL ASSOCIATION
LEI HUX2X73FUCYHUVH1BK78

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1469830 · Nov 24, 2020 · Schedule D 7.B.(1), fund 805-1082716179

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher C. Hentemann Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
510 Madison Avenue 17 Th Floor
New York, NY, 10022