Investment adviser · CRD 160089

400 CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 1, 2026

Regulatory AUM: $9.04B
Client accounts: 23
Employees: 76
Advisory professionals: 33

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	20	$7,187,878,331	79.5%
Other clients	3	$1,848,204,712	20.5%

Filing source

Form ADV 2117129 · Jul 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

24 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

400 CAPITAL CREDIT OPPORTUNITIES MASTER FUND LTD.Hedge Fund · Last reported Jul 1, 2026$3.16BGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1323

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-7419301098
Reported beneficial owners: 205
Minimum commitment: $1M

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

400 CAPITAL ASSET BASED ONSHORE TERM FUND IV LPPrivate Equity Fund · Last reported Jul 1, 2026$897MGross asset value

Form D fundraising filings

400 Capital Asset Based Onshore Term Fund IV LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian HUNTINGTON NATIONAL BANK COLIM,BUS, Ohio, United States Related to adviser: No

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

HUNTINGTON NATIONAL BANK
LEI 2WHM8VNJH63UN14OL754

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

Fund details & source

Fund ID: 805-4459681174
Reported beneficial owners: 40
Minimum commitment: $5M
Form D file number: 021-501463

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND III LPPrivate Equity Fund · Last reported Jul 1, 2026$680MGross asset value

Feeder funds

400 CAPITAL ASSET BASED OFFSHORE TERM FUND III LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

Fund details & source

Fund ID: 805-1196632484
Reported beneficial owners: 44
Minimum commitment: $5M

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

400 CAPITAL ASSET BASED MASTER TERM FUND IV LPPrivate Equity Fund · Last reported Jul 1, 2026$609MGross asset value

Feeder funds

400 CAPITAL ASSET BASED INTERMEDIATE TERM FUND IV LP
400 CAPITAL ASSET BASED OFFSHORE TERM FUND IV LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1323

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

Fund details & source

Fund ID: 805-5722429838
Reported beneficial owners: 55
Minimum commitment: $5M

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

400 CAPITAL TX COF II LPPrivate Equity Fund · Last reported Jul 1, 2026$423MGross asset value

Form D fundraising filings

400 Capital TX COF II LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

Fund details & source

Fund ID: 805-8897464229
Reported beneficial owners: 2
Minimum commitment: $25M
Form D file number: 021-405914

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

400 CAPITAL CENTRE STREET LPPrivate Equity Fund · Last reported Jul 1, 2026$332MGross asset value

Form D fundraising filings

400 Capital Centre Street LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

Fund details & source

Fund ID: 805-3894322874
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-390937

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

400 CAPITAL JSIF IV LPPrivate Equity Fund · Last reported Jul 1, 2026$200MGross asset value

Form D fundraising filings

400 Capital JSIF IV LP

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

Fund details & source

Fund ID: 805-4386414221
Reported beneficial owners: 18
Minimum commitment: $1M
Form D file number: 021-428020

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 1, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

660 FIFTH AVENUE, 27TH FLOOR
NEW YORK, NY, 10103, United States

CRD 160089

Filing source

Form ADV 2117129 · Jul 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.