Form D · Other Investment Fund

400 Capital RA Holdings Metric Fund LP

New York, NY · CIK 0001649567

Offering snapshot reported Jul 16, 2019 · SEC filing

Reported sold: $58.3M
Investors reported: 23
Minimum accepted: $0
First sale: Jul 22, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 16, 2019	Amendment	$58,324,649	$0vs Jul 18, 2018	23	SEC filing
Jul 18, 2018	Amendment	$58,324,649	$20,000,000vs Jul 20, 2017	23	SEC filing
Jul 20, 2017	Amendment	$38,324,649	$0vs Jul 22, 2016	23	SEC filing
Jul 22, 2016	Amendment	$38,324,649	$33,179,649vs Aug 4, 2015	22	SEC filing
Aug 4, 2015	Initial	$5,145,000	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-245010

Source: Form D, filed Jul 16, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

400 CAPITAL RA HOLDINGS METRIC FUND LP

Investment adviser: 400 CAPITAL MANAGEMENT LLC

Gross asset value: $87.7K
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Nov 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1469830 · Nov 24, 2020 · Schedule D 7.B.(1), fund 805-2771082831

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A 400 Capital Ra Holdings Metric Gp Llc	Executive
Christopher C. Hentemann	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

510 Madison Ave., 17 Th Floor
New York, NY, 10022