Form D · Hedge Fund

400 Capital Credit Opportunities Fund Ltd.

New York, NY · CIK 0001520154

Offering snapshot reported Jul 27, 2026 · SEC filing

Reported sold: $1.52B
Investors reported: 115
Minimum accepted: $100K
First sale: Feb 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,457,285,903 → $1,523,293,903
Reported investors111 → 115

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 27, 2026	Amendment	$1,523,293,903	$66,008,000vs Jul 29, 2025	115	SEC filing
Jul 29, 2025	Amendment	$1,457,285,903	$45,125,000vs Aug 1, 2024	111	SEC filing
Aug 1, 2024	Amendment	$1,412,160,903	$13,567,500vs Aug 2, 2023	106	SEC filing
Aug 2, 2023	Amendment	$1,398,593,403	$48,025,000vs Aug 8, 2022	99	SEC filing
Aug 8, 2022	Amendment	$1,350,568,403	$26,480,000vs Aug 6, 2021	96	SEC filing
Aug 6, 2021	Amendment	$1,324,088,403	No comparison	Not reported	SEC filing
Aug 6, 2020	Amendment	$1,213,273,403	$547,210,500vs Aug 9, 2019	80	SEC filing
Aug 9, 2019	Amendment	$666,062,903	$221,450,000vs Aug 22, 2018	64	SEC filing
Aug 22, 2018	Amendment	$444,612,903	$88,341,000vs Aug 23, 2017	52	SEC filing
Aug 23, 2017	Amendment	$356,271,903	$30,480,000vs Aug 31, 2016	40	SEC filing
Aug 31, 2016	Amendment	$325,791,903	$170,330,000vs Sep 3, 2015	34	SEC filing
Sep 3, 2015	Amendment	$155,461,903	$110,190,000vs Sep 3, 2014	27	SEC filing
Sep 3, 2014	Amendment	$45,271,903	$33,321,903vs Sep 13, 2013	16	SEC filing
Sep 13, 2013	Amendment	$11,950,000	$3,225,000vs Sep 14, 2012	9	SEC filing
Sep 14, 2012	Amendment	$8,725,000	$5,725,000vs May 11, 2011	5	SEC filing
May 11, 2011	Initial	$3,000,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-159590

Item 12 recipients pd amount equal to percentage of mgmt fee pd to Investment Mgr (or affiliate) attributable to certain assets under mgmt &/or incentive allocation. Young America, Mischler & Mercury agmts terminated and no longer offer sales for Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EDGELINE CAPITAL, LLC.	152774
YOUNG AMERICA CAPITAL, LLC	150443
MISCHLER FINANCIAL GROUP, INC.	37818
MERCURY CAPITAL ADVISORS, LLC	152338

Source: Form D, filed Jul 27, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

400 CAPITAL CREDIT OPPORTUNITIES FUND LTD.

Investment adviser: 400 CAPITAL MANAGEMENT LLC

Gross asset value: $1.78B
Beneficial owners: 146
ADV minimum commitment: $1M

Reported in Form ADV on Jul 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer TENEO PARTNERS JAPAN LIMITED TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 2117129 · Jul 1, 2026 · Schedule D 7.B.(1), fund 805-4856195123

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
400 Capital Management Llc	Executive, Promoter
Matt Auriemma	Director
Chris Hentemann	Director
Christopher Hentemann	Director
Jon Morgan	Director
Bill Sanders	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O 400 Capital Management Llc 660 Fifth Avenue, 27 Th Floor
New York, NY, 10103