Form D · Pooled Investment Fund

21ST CENTURY GROUP EQUITY FUND II LP

Dallas, TX · CIK 0001426889

Offering snapshot reported Mar 12, 2009 · SEC filing

Reported sold
$86M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2009Amendment$86,000,000No comparisonNot reportedSEC filing
Feb 7, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-114620

Source: Form D, filed Mar 12, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

21ST CENTURY GROUP EQUITY FUND II, L.P.

Investment adviser: 21ST CENTURY GROUP, LLC

Gross asset value
$4.35M
Beneficial owners
13
ADV minimum commitment
$0

Reported in Form ADV on Mar 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG FORT WORTH, Texas, United States
Custodian JPMORGAN CHASE BANK HOUSTON, Texas, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 899554 · Mar 27, 2015 · Schedule D 7.B.(1), fund 805-1575169951

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Francisco De Jesus Executive
Jack Furst Executive
John Muse Executive
W. Kelvin Walker Executive
John L. Ware Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Crescent Court Suite 1600
Dallas, TX, 75201