Investment adviser · CRD 163160

21ST CENTURY GROUP, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DALLAS, TX, United States · Form ADV filed Mar 27, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

21ST CENTURY GROUP EQUITY FUND II, L.P.Private Equity Fund · Last reported Mar 27, 2015$4.35MGross asset value

Form D fundraising filings

21ST CENTURY GROUP EQUITY FUND II LP

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG FORT WORTH, Texas, United States
Custodian JPMORGAN CHASE BANK HOUSTON, Texas, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-1575169951
Reported beneficial owners
13
Minimum commitment
$0
Form D file number
021-114620

Form ADV 899554 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

21ST CENTURY GROUP EQUITY FUND, L.P.Private Equity Fund · Last reported Mar 27, 2015$2.77MGross asset value
Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG FORT WORTH, Texas, United States
Custodian JPMORGAN CHASE BANK HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3844742851
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 899554 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

21ST CENTURY GROUP COINVESTORS I, LPPrivate Equity Fund · Last reported Mar 27, 2015$31.9KGross asset value
Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Custodian JPMORGAN CHASE BANK HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2385368247
Reported beneficial owners
17
Minimum commitment
$0

Form ADV 899554 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2100 MCKINNEY AVENUE, SUITE 1600
DALLAS, TX, 75201, United States

CRD 163160

Filing source

Form ADV 899554 · Mar 27, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.