Form D · Venture Capital Fund
137 Holdings IX, LLC
San Francisco, CA · CIK 0001716986
Offering snapshot reported Sep 21, 2017 · SEC filing
- Reported sold
- $12M Offering amount: $15M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 7, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 21, 2017 | Initial | $11,960,000 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-295122
Source: Form D, filed Sep 21, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
137 HOLDINGS IX, LLC
Investment adviser: 137 VENTURES MANAGEMENT LLC
- Gross asset value
- $158M
- Beneficial owners
- 32
- ADV minimum commitment
- $12.5K
Reported in Form ADV on Jan 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA LLP
PCAOB 854
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Filing source
Form ADV 2041115 · Jan 26, 2026 · Schedule D 7.B.(1), fund 805-9862807114
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Senior Managing Member 137 Holdings Alpha, Llc | Promoter |
| Managing Member Of The Senior Managing Member 137 Ventures Management Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94108