Form D · Private Equity Fund
137 Holdings III, LLC
San Francisco, CA · CIK 0001563308
Offering snapshot reported Dec 4, 2012 · SEC filing
- Reported sold
- $3.09M Offering amount: $3.09M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $40K Reported outside-investor minimum
- First sale
- Nov 20, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 4, 2012 | Initial | $3,090,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-187809
Source: Form D, filed Dec 4, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
137 HOLDINGS III, LLC
Investment adviser: 137 VENTURES MANAGEMENT LLC
- Gross asset value
- $24.1M
- Beneficial owners
- 17
- ADV minimum commitment
- $10K
Reported in Form ADV on May 20, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CARTA SECURITIES, LLC
SEC 8-69701
Filing source
Form ADV 1424613 · May 20, 2020 · Schedule D 7.B.(1), fund 805-5882397488
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Justin Fishner Wolfson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94108