Investment adviser · CRD 161413
WALLEYE CAPITAL LLC
PLYMOUTH, MN, United States · Form ADV filed Jun 11, 2024
- Regulatory AUM
- $31.7B Form ADV · Item 5.F
- Client accounts
- 14 Accounts, not individual clients
- Employees
- 335 Reported in this filing
- Advisory professionals
- 192 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $7,582,198,039 | 182 | Mar 31, 2022 |
| 2022 | $11,847,533,301 | 224 | Mar 31, 2023 |
| 2023 | $31,696,623,992 | 335 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 14 | $31,696,623,992 | 100.0% |
Filing source
Form ADV 1879538 · Jun 11, 2024 · Item 5.D
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
8 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
WALLEYE OPPORTUNITIES MASTER FUND LTDHedge Fund · Master$13.6BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD.
PCAOB 42
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-3011135543
- Reported beneficial owners
- 618
- Minimum commitment
- $1M
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WALLEYE INVESTMENTS FUND LLCHedge Fund$9.95BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
GOLDMAN SACHS & CO. LLC
SEC 8-129
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Fund details & source
- Fund ID
- 805-3527569953
- Reported beneficial owners
- 161
- Minimum commitment
- $1M
- Form D file number
- 021-95913
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WALLEYE MANAGER OPPORTUNITIES LLCHedge Fund$7.68BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BARCLAYS CAPITAL INC.
SEC 8-41342
BNP PARIBAS SECURITIES CORP.
SEC 8-32682
CURVATURE SECURITIES LLC
SEC 8-69384
DEUTSCHE BANK SECURITIES INC.
SEC 8-17822
Fund details & source
- Fund ID
- 805-7359352320
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEA HAWK MULTI-STRATEGY MASTER FUND LTDHedge Fund · Master$643MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD.
PCAOB 42
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-4704735509
- Reported beneficial owners
- 52
- Minimum commitment
- $1M
- Form D file number
- 021-340015
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
I-94 PARTNERS FUND LPHedge Fund$530MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-6169791570
- Reported beneficial owners
- 2
- Minimum commitment
- $150M
- Form D file number
- 021-483957
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DOCKSIDE VANTAGE FUND LPHedge Fund$500MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Fund details & source
- Fund ID
- 805-5395477103
- Reported beneficial owners
- 3
- Minimum commitment
- $150M
- Form D file number
- 021-515699
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DOCKSIDE FUND I LPHedge Fund$412MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Fund details & source
- Fund ID
- 805-2853280229
- Reported beneficial owners
- 2
- Minimum commitment
- $150M
- Form D file number
- 021-481703
Form ADV 1879538 · Jun 11, 2024 · Schedule D 7.B.(1)
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 28, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1879538 · Jun 11, 2024 · Items 1 & 5
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $31.7B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
2800 NIAGARA LANE NORTHPLYMOUTH, MN, 55447, United States
CRD 161413
Filing source
Form ADV 1879538 · Jun 11, 2024 · Items 1 & 5
Reported by WALLEYE CAPITAL LLC (CRD 161413).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.