Investment adviser · CRD 111128
THE CARLYLE GROUP
CARLYLE INVESTMENT MANAGEMENT L.L.C.
WASHINGTON, DC, United States · Form ADV filed Feb 16, 2023
- Regulatory AUM
- $202B Form ADV · Item 5.F
- Client accounts
- 606 Accounts, not individual clients
- Employees
- 894 Reported in this filing
- Advisory professionals
- 297 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $188,588,265,818 | 894 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 593 | $201,199,510,828 | 99.6% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $873,879,423 | 0.4% |
| Other clients | Fewer than 5 | $19,366,013 | 0.0% |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Insurance companies | 9 | Not reported | Not reported |
Filing source
Form ADV 1712404 · Feb 16, 2023 · Item 5.D
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
247 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CPP II SOUTHEAST GEN COINVESTMENT, L.P.Private Equity Fund$81.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-9327909987
- Reported beneficial owners
- 14
- Minimum commitment
- $0
- Form D file number
- 021-227324
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE EUROPE REALTY NET.WORKSReal Estate Fund · Master$79.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund details & source
- Fund ID
- 805-6381322908
- Reported beneficial owners
- 44
- Minimum commitment
- $0
- Form D file number
- 021-273860
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE CARDINAL IRELAND FUNDPrivate Equity Fund · Master$72.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund details & source
- Fund ID
- 805-3061225913
- Reported beneficial owners
- 256
- Minimum commitment
- $5.72M
- Form D file number
- 021-199073
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P.Private Equity Fund$72.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LTD
PCAOB 1655
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048
TCG CAPITAL MARKETS L.L.C.
CRD 291767 · SEC 8-70061
Fund details & source
- Fund ID
- 805-8529959382
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-414079
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE SYNIVERSE COINVESTMENT, L.P.Private Equity Fund$72.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-7945516538
- Reported beneficial owners
- 21
- Minimum commitment
- $0
- Form D file number
- 021-155870
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CRP VIII 45 - 18 COURT SQUARE COINVESTMENTReal Estate Fund · Master$71.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund details & source
- Fund ID
- 805-6241111320
- Reported beneficial owners
- 4
- Minimum commitment
- $0
- Form D file number
- 021-341910
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE GREEN PARTNERSPrivate Equity Fund · Master$70.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
TCG CAPITAL MARKETS L.L.C.
CRD 291767 · SEC 8-70061
Fund details & source
- Fund ID
- 805-4753859908
- Reported beneficial owners
- 6
- Minimum commitment
- $0
Form ADV 1712404 · Feb 16, 2023 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Aug 30, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1712404 · Feb 16, 2023 · Items 1 & 5
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $198B
- Non-discretionary
- $3.87B
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
1001 PENNSYLVANIA AVENUE, N.W., SUITE 220 SOUTHWASHINGTON, DC, 20004-2505, United States
CRD 111128
Filing source
Form ADV 1712404 · Feb 16, 2023 · Items 1 & 5
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.