Form D · Private Equity Fund
Carlyle Principal Alternative Opportunities Fund, L.P.
Washington, DC · CIK 0001883396
Offering snapshot reported Oct 5, 2021 · SEC filing
- Reported sold
- $379M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 24, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2021 | Amendment | $378,667,535 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $16.3M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-414079
Employees of affiliates of GP ("Carlyle") involved in the placement of Issuer interests receive compensation in part based on the amount of capital raised for the Issuer, such compensation is borne by Carlyle and not the Issuer's investors.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C. | 154788 | TCG Securities, L.L.C. · CRD 154788 |
| Goldman Sachs & Co. LLC | 361 | Goldman Sachs & Co, LLC · CRD 361 |
Source: Form D, filed Oct 5, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P.
Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.
- Gross asset value
- $479M
- Beneficial owners
- 3
- ADV minimum commitment
- $0
Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund asset history · 5 annual observations
Scroll to see all columns →
| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $72,354,903 | 3 | Mar 31, 2022 |
| 2022 | $208,543,432 | 3 | Mar 30, 2023 |
| 2023 | $245,862,748 | 3 | Mar 27, 2024 |
| 2024 | $376,224,816 | 3 | Mar 31, 2025 |
| 2025 | $478,789,715 | 3 | Mar 31, 2026 |
Filing source
Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-8529959382
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeremy W. Anderson | Executive |
| N/A Carlyle Principal Alternative Opportunities Gp, L.L.C. | Promoter |
| N/A Carlyle Principal Alternative Opportunities Gp, L.P. | Promoter |
| Christina Gibbs | Executive |
| Norma Kuntz | Executive |
| David Lobe | Executive |
| Karen Mc Monagle | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20004
Phone: 202-729-5626