Investment adviser · CRD 174052

STRATEGIC WEALTH PARTNERS

Investment adviser filing (IA)

STRATEGIC WEALTH PARTNERS GROUP, LLC

DEERFIELD, IL, United States · Form ADV filed Apr 26, 2024

Regulatory AUM
$3.48B
Form ADV · Item 5.F
Client accounts
6,045
Accounts, not individual clients
Employees
45
Reported in this filing
Advisory professionals
22
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals586$3,180,815,82891.3%
Individuals490$187,290,5575.4%
Corporations & businesses9$47,642,6051.4%
Charities5$43,421,9581.2%
Retirement plans16$24,073,9760.7%
Filing source

Form ADV 1870670 · Apr 26, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SWP STRATEGIC INCOME LLCOther Private Fund · Last reported Feb 2, 2022$13.2MGross asset value

Form D fundraising filings

SWP STRATEGIC INCOME, LLC

Fund administrator MILLER COOPER & CO., LTD DEERFIELD, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FGMK, LLC BANNOCKBURN, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FGMK, LLC
PCAOB 3968

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-1977591784
Reported beneficial owners
53
Minimum commitment
$100K
Form D file number
021-209142

Form ADV 1599364 · Feb 2, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 26, 2024. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

520 LAKE COOK ROAD, SUITE 520
DEERFIELD, IL, 60015, United States

CRD 174052

Filing source

Form ADV 1870670 · Apr 26, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.