Form D · Other Investment Fund

SWP STRATEGIC INCOME, LLC

Deerfield, IL · CIK 0001595384

Offering snapshot reported Jan 2, 2014 · SEC filing

Reported sold
$5.92M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 2, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2014Initial$5,915,000No comparison28SEC filing

Offering details

Securities
Debt
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-209142

Source: Form D, filed Jan 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWP STRATEGIC INCOME LLC

Investment adviser: STRATEGIC WEALTH PARTNERS GROUP, LLC

Gross asset value
$13.2M
Beneficial owners
53
ADV minimum commitment
$100K

Reported in Form ADV on Feb 2, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MILLER COOPER & CO., LTD DEERFIELD, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FGMK, LLC BANNOCKBURN, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FGMK, LLC
PCAOB 3968

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1599364 · Feb 2, 2022 · Schedule D 7.B.(1), fund 805-1977591784

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Copeland Executive
Neal Price Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
520 Lake Cook Road Suite 270
Deerfield, IL, 60015