Investment adviser · CRD 293841
SBJ CAPITAL
SPANOS BARBER JESSE & CO., LLC
WALNUT CREEK, CA, United States · Form ADV filed Mar 29, 2024
- Regulatory AUM
- $616M Form ADV · Item 5.F
- Client accounts
- 16 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 12 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | Not reported | Not reported | Mar 31, 2022 |
| 2022 | $576,677,554 | 13 | Mar 30, 2023 |
| 2023 | $615,714,461 | 15 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 16 | $615,714,461 | 100.0% |
Filing source
Form ADV 1853282 · Mar 29, 2024 · Item 5.D
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
COHNREZNICK LLP
Auditor · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
- SBJ FUND, LP
- SBJ FUND II, LP
- CORE FITNESS FUND, LP
- SBJ FUND II-A, LP
- CDM SBJ PARTNERS 1, LP
- AMS PLUS FUND, LP
- R&R WINERY PARTNERS, LP
- BLUE RIDGE REPAIR AGGREGATOR LLC
- SBJ TRIBUS CO-INVEST, LP
- SBJ FUND II-B, LP
- SBJ DENNIS CO-INVEST 1, LP
- SBJ DENNIS CO-INVEST 3, LP
- ARMOR EXPRESS DEBT CO-INVEST, LP
- ARMOR EXPRESS CO-INVEST, LP
- SBJ DENNIS CO-INVEST 2, LP
- TPPNV POMELO PARTNERS, LLC
Private funds & service providers
16 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SBJ FUND, LPPrivate Equity Fund$243MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
Fund details & source
- Fund ID
- 805-4834654028
- Reported beneficial owners
- 82
- Minimum commitment
- $0
- Form D file number
- 021-226344
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ FUND II, LPPrivate Equity Fund$121MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
COHNREZNICK LLP
PCAOB 596
INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923
M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917
Fund details & source
- Fund ID
- 805-5360197628
- Reported beneficial owners
- 81
- Minimum commitment
- $0
- Form D file number
- 021-397683
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CORE FITNESS FUND, LPPrivate Equity Fund$52.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
Fund details & source
- Fund ID
- 805-9514535479
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-341916
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ FUND II-A, LPPrivate Equity Fund$39.3MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
COHNREZNICK LLP
PCAOB 596
INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923
M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917
Fund details & source
- Fund ID
- 805-4051345916
- Reported beneficial owners
- 5
- Minimum commitment
- $0
- Form D file number
- 021-425719
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CDM SBJ PARTNERS 1, LPPrivate Equity Fund$38MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
Fund details & source
- Fund ID
- 805-6099378163
- Reported beneficial owners
- 9
- Minimum commitment
- $0
- Form D file number
- 021-341917
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AMS PLUS FUND, LPPrivate Equity Fund$35.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
Fund details & source
- Fund ID
- 805-5600650586
- Reported beneficial owners
- 5
- Minimum commitment
- $0
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
R&R WINERY PARTNERS, LPPrivate Equity Fund$29.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
Fund details & source
- Fund ID
- 805-6923916360
- Reported beneficial owners
- 20
- Minimum commitment
- $0
- Form D file number
- 021-413485
Form ADV 1853282 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Apr 28, 2023 · previous imported filing
- Regulatory AUM$576,677,554 → $615,714,461
- Client accounts15 → 16
- Employees13 → 15
Filing source
Form ADV 1853282 · Mar 29, 2024 · Items 1 & 5
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $616M
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
2001 NORTH MAIN STREET, SUITE 650WALNUT CREEK, CA, 94596, United States
CRD 293841
Filing source
Form ADV 1853282 · Mar 29, 2024 · Items 1 & 5
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.