Investment adviser · CRD 293841
SBJ CAPITAL
SPANOS BARBER JESSE & CO., LLC
WALNUT CREEK, CA, United States · Form ADV filed Mar 30, 2023
- Regulatory AUM
- $577M Form ADV · Item 5.F
- Client accounts
- 15 Accounts, not individual clients
- Employees
- 13 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | Not reported | Not reported | Mar 31, 2022 |
| 2022 | $576,677,554 | 13 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 15 | $576,677,554 | 100.0% |
Filing source
Form ADV 1737184 · Mar 30, 2023 · Item 5.D
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
15 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SBJ FUND, LPPrivate Equity Fund$270MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-4834654028
- Reported beneficial owners
- 82
- Minimum commitment
- $0
- Form D file number
- 021-226344
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ FUND II, LPPrivate Equity Fund$97.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 3392
INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923
M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917
Fund details & source
- Fund ID
- 805-5360197628
- Reported beneficial owners
- 80
- Minimum commitment
- $0
- Form D file number
- 021-397683
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TPPNV POMELO PARTNERS, LLCPrivate Equity Fund$53.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-6668969890
- Reported beneficial owners
- 6
- Minimum commitment
- $0
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CORE FITNESS FUND, LPPrivate Equity Fund$41.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-9514535479
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-341916
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SBJ FUND II-A, LPPrivate Equity Fund$36.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 3392
INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923
M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917
Fund details & source
- Fund ID
- 805-4051345916
- Reported beneficial owners
- 6
- Minimum commitment
- $0
- Form D file number
- 021-425719
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
R&R WINERY PARTNERS, LPPrivate Equity Fund$32.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-6923916360
- Reported beneficial owners
- 20
- Minimum commitment
- $0
- Form D file number
- 021-413485
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AMS PLUS FUND, LPPrivate Equity Fund$29.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 3392
Fund details & source
- Fund ID
- 805-5600650586
- Reported beneficial owners
- 5
- Minimum commitment
- $0
Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 4, 2023 · previous imported filing
- Regulatory AUM$281,934,494 → $576,677,554
- Client accounts13 → 15
Filing source
Form ADV 1737184 · Mar 30, 2023 · Items 1 & 5
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $577M
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
2001 NORTH MAIN STREET, SUITE 650WALNUT CREEK, CA, 94596, United States
CRD 293841
Filing source
Form ADV 1737184 · Mar 30, 2023 · Items 1 & 5
Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.