SBJ CAPITAL: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	Not reported	Not reported	Mar 31, 2022
2022	$576,677,554	13	Mar 30, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$576,677,554	100.0%

Filing source

Form ADV 1737184 · Mar 30, 2023 · Item 5.D

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

SBJ FUND II-A, LPPrivate Equity Fund$36.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SBJ FUND II-A, LP

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No Other funds reporting this name →

Marketer INVICTA CAPITAL LLC MONROEVILLE, Pennsylvania, United States Related to adviser: No Other funds reporting this name →

Marketer M2O PRIVATE FUND ADVISORS LLC WHITE PLAINS, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 3392

INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923

M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917

Fund details & source

Fund ID: 805-4051345916
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-425719

Form ADV 1737184 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 4, 2023 · previous imported filing

Regulatory AUM$281,934,494 → $576,677,554
Client accounts13 → 15

Filing source

Form ADV 1737184 · Mar 30, 2023 · Items 1 & 5

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $577M
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

2001 NORTH MAIN STREET, SUITE 650
WALNUT CREEK, CA, 94596, United States

CRD 293841

Filing source

Form ADV 1737184 · Mar 30, 2023 · Items 1 & 5

Reported by SPANOS BARBER JESSE & CO., LLC (CRD 293841).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.