Investment adviser · CRD 124235

SALI FUND SERVICES

SALI FUND MANAGEMENT, LLC

AUSTIN, TX, United States · Form ADV filed Mar 1, 2023

Regulatory AUM
$17.4B
Form ADV · Item 5.F
Client accounts
147
Accounts, not individual clients
Employees
49
Reported in this filing
Advisory professionals
6
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$8.71B$17.4BFY 2021: $17,415,942,051.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$17,415,942,05149Mar 22, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles139$17,375,373,86899.8%
Insurance companies2$40,568,1830.2%
Filing source

Form ADV 1699259 · Mar 1, 2023 · Item 5.D

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

152 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

VIDA INSURANCE FUND II SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$63.3MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-8960270643
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-76044

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SB DIVERSIFIED ASSET FUND I SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$63MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SPICER JEFFRIES, LLP DENVER, Colorado, United States Other funds reporting this name →
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES, LLP
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-8060654383
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-76044

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GRESHAM RDP INSURANCE FUND SERIES OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$62.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ESSENTIAL FUND SERVICES NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →
Auditor SPICER JEFFRIES, LLP DENVER, Colorado, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES, LLP
PCAOB 349

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-1648946326
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-282351

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MLM SYMMETRY INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$62.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSE COOPERS
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422 · LEI 1V8Y6QCX6YMJ2OELII46

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-6431379277
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-282351

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KINNERET GROWTH INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$61.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ESSENTIAL FUND SERVICES NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States Other funds reporting this name →
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-7843472175
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-282351

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TETRA OPPORTUNITIES PARTNERS SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$59.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MAINSTREAM PE SERVICES NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor BDO USA LLP GRAND RAPIDS, Michigan, United States Other funds reporting this name →
Custodian FIRST REPUBLIC TRUST COMPANY SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA LLP
PCAOB 243

FIRST REPUBLIC TRUST COMPANY
LEI YWC0TIKBQM2JV8L4IV08

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source
Fund ID
805-2934600168
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-334544

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CARLYLE REAL ASSETS SERIES I INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$55.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST AND YOUNG LLP TYSONS, Virginia, United States Other funds reporting this name →
Custodian WELLS FARGO BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST AND YOUNG LLP
PCAOB 42

WELLS FARGO BANK N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-5010008544
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-76044

Form ADV 1699259 · Mar 1, 2023 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Sep 19, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1699259 · Mar 1, 2023 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$17.4B
Non-discretionary
$0

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

6850 AUSTIN CENTER BLVD., SUITE 300
AUSTIN, TX, 78731, United States

CRD 124235

Filing source

Form ADV 1699259 · Mar 1, 2023 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.