Investment adviser · CRD 124235

SALI FUND SERVICES

SALI FUND MANAGEMENT, LLC

AUSTIN, TX, United States · Form ADV filed Mar 22, 2022

Regulatory AUM: $17.4B
Client accounts: 147
Employees: 49
Advisory professionals: 6

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$17,415,942,051	49	Mar 22, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	139	$17,375,373,868	99.8%
Insurance companies	2	$40,568,183	0.2%

Filing source

Form ADV 1598089 · Mar 22, 2022 · Item 5.D

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WELLS FARGO

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

139 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

MILLENNIUM GLOBAL ESTATE SERIES SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund · Feeder$1.44BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund, L.P.

Fund administrator ESSENTIAL FUND SERVICES NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Auditor SPICER JEFFRIES DENVER, Colorado, United States Other funds reporting this name →

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No Other funds reporting this name →

Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer STERN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MORGAN STANLEY
CRD 149777 · SEC 801-70103

STERN CAPITAL LLC
CRD 131226 · SEC 8-66433

Fund details & source

Fund ID: 805-5967933873
Reported beneficial owners: 18
Minimum commitment: $500K
Form D file number: 021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLUB CAPITAL INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$1.12BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund, L.P.

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States Other funds reporting this name →

Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

Marketer NEWPORT GROUP SECURITIES, INC. HEATHROW, Florida, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

FAS CORP.
CRD 43536 · SEC 8-50307

NEWPORT GROUP SECURITIES, INC.
CRD 29722 · SEC 801-60427

Fund details & source

Fund ID: 805-3055818558
Reported beneficial owners: 26
Minimum commitment: $1.83B
Form D file number: 021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES CREDIT STRATEGIES INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$1.05BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund, L.P.

Fund administrator SS&C TECHNOLOGIES LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source

Fund ID: 805-8409152288
Reported beneficial owners: 11
Minimum commitment: $10M
Form D file number: 021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

U.S. MORTGAGES (INSURANCE DEDICATED) FUND SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$890MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI SVW Multi-Series Fund, L.P.

Fund administrator STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG, LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Prime broker STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-2805163904
Reported beneficial owners: 1
Minimum commitment: $50M
Form D file number: 021-334544

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PARTNERS GROUP PRIVATE MARKETS INSURANCE FUND I SERIES INTERESTS OF THE SALI MULTI-SERIES FUND IX, L.P.Private Equity Fund$607MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund IX,LP

Fund administrator STATE STREET CORPORATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP DALLAS, Texas, United States Other funds reporting this name →

Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source

Fund ID: 805-3104524637
Reported beneficial owners: 1
Minimum commitment: $10M
Form D file number: 021-294639

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WESTERN ASSET MANAGEMENT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$446MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund V, L.P.

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source

Fund ID: 805-7074694246
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-282351

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NEUBERGER BERMAN INSURANCE FUND III SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$432MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund, L.P.

Fund administrator MUFG CAPITAL ANALYTICS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG LLP DALLAS, Texas, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source

Fund ID: 805-5481048649
Reported beneficial owners: 2
Minimum commitment: $100M
Form D file number: 021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 7, 2022 · previous imported filing

Regulatory AUM$15,933,229,303 → $17,415,942,051
Client accounts131 → 147
Employees48 → 49

Filing source

Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $17.4B
Non-discretionary: $0

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

6850 AUSTIN CENTER BLVD., SUITE 300
AUSTIN, TX, 78731, United States

CRD 124235

Filing source

Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.