Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Mar 22, 2022
- Regulatory AUM
- $17.4B Form ADV · Item 5.F
- Client accounts
- 147 Accounts, not individual clients
- Employees
- 49 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $17,415,942,051 | 49 | Mar 22, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 139 | $17,375,373,868 | 99.8% |
| Insurance companies | 2 | $40,568,183 | 0.2% |
Filing source
Form ADV 1598089 · Mar 22, 2022 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
139 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
NEUBERGER BERMAN 2017 PRIVATE EQUITY INVESTMENT FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPPrivate Equity Fund$246MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310
STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-4594159901
- Reported beneficial owners
- 1
- Minimum commitment
- $140M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AUDAX SENIOR LOAN INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$244MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572
WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09
Fund details & source
- Fund ID
- 805-4068179665
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SHENKMAN SHORT DURATION INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$243MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
EISNER AMPER LLP
PCAOB 274
U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-4466605137
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BROOKFIELD INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$221MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 34
STATE STREET BANK & TRUST CO.
LEI 571473TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-7841554960
- Reported beneficial owners
- 2
- Minimum commitment
- $10M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NEUBERGER BERMAN INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$207MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310
STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-7503919832
- Reported beneficial owners
- 1
- Minimum commitment
- $100M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NEUBERGER BERMAN INSURANCE FUND V SERIES INTERESTS OF THE SALI MULTI-SERIES FUND LPPrivate Equity Fund$187MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-8663309989
- Reported beneficial owners
- 1
- Minimum commitment
- $100M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CHESTNUT STREET FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$186MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-9741759140
- Reported beneficial owners
- 1
- Minimum commitment
- $100M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 7, 2022 · previous imported filing
- Regulatory AUM$15,933,229,303 → $17,415,942,051
- Client accounts131 → 147
- Employees48 → 49
Filing source
Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $17.4B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.