Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Mar 22, 2022
- Regulatory AUM
- $17.4B Form ADV · Item 5.F
- Client accounts
- 147 Accounts, not individual clients
- Employees
- 49 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $17,415,942,051 | 49 | Mar 22, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 139 | $17,375,373,868 | 99.8% |
| Insurance companies | 2 | $40,568,183 | 0.2% |
Filing source
Form ADV 1598089 · Mar 22, 2022 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
139 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
COVENANT GLOBAL EQUITIES FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND II, LPHedge Fund$320MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097 · LEI 54930027O2AJWDBVT542
Fund details & source
- Fund ID
- 805-6769581351
- Reported beneficial owners
- 152
- Minimum commitment
- $100K
- Form D file number
- 021-136037
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CORE MORTGAGE INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$306MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-4691098341
- Reported beneficial owners
- 1
- Minimum commitment
- $10M
- Form D file number
- 021-334544
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BLACKROCK BANK CAPITAL AWARE INCOME FUND SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$269MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-2501100575
- Reported beneficial owners
- 1
- Minimum commitment
- $200M
- Form D file number
- 021-334544
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GLOBAL ACCESS GROWTH STRATEGIES INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$264MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSE COOPERS LLP
PCAOB 238
J.P. MORGAN CLEARING CORP.
SEC 8-43724
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-3123921666
- Reported beneficial owners
- 8
- Minimum commitment
- $250K
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PINEBRIDGE PRIVATE EQUITY INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$262MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST AND YOUNG, LLP
PCAOB 42
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-9666095370
- Reported beneficial owners
- 2
- Minimum commitment
- $10M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE COMMERCE TRUST COMPANY INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$254MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
COMMERCE BANK
LEI 7DMUJTL9FFTVIAG9H788
Fund details & source
- Fund ID
- 805-8181239620
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CAPITAL OPTIMIZED FIXED INCOME (INSURANCE DEDICATED) FUND SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$250MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-8811704289
- Reported beneficial owners
- 1
- Minimum commitment
- $50M
- Form D file number
- 021-334544
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 7, 2022 · previous imported filing
- Regulatory AUM$15,933,229,303 → $17,415,942,051
- Client accounts131 → 147
- Employees48 → 49
Filing source
Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $17.4B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.