Investment adviser · CRD 124235

SALI FUND SERVICES

SALI FUND MANAGEMENT, LLC

AUSTIN, TX, United States · Form ADV filed Mar 22, 2022

Regulatory AUM
$17.4B
Form ADV · Item 5.F
Client accounts
147
Accounts, not individual clients
Employees
49
Reported in this filing
Advisory professionals
6
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$8.71B$17.4BFY 2021: $17,415,942,051.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$17,415,942,05149Mar 22, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles139$17,375,373,86899.8%
Insurance companies2$40,568,1830.2%
Filing source

Form ADV 1598089 · Mar 22, 2022 · Item 5.D

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

139 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BLACKSTONE DIVERSIFIED ALTERNATIVES IDF SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$375MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BNY MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-1141058477
Reported beneficial owners
2
Minimum commitment
$20M
Form D file number
021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEQUENCE MULTI ASSET IDF SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$371MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor BDO USA, LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Custodian CULLEN/FROST BANKERS, INC SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Marketer M HOLDINGS SECURITIES, INC. PORTLAND, Oregon, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO USA, LLP
PCAOB 243

CHARLES SCHWAB & CO., INC.
SEC 8-16514

M HOLDINGS SECURITIES, INC.
CRD 43285 · SEC 801-57304

Fund details & source
Fund ID
805-1523717208
Reported beneficial owners
14
Minimum commitment
$500K
Form D file number
021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BLACKSTONE PRIVATE STRATEGIES IDF SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$365MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-6358961693
Reported beneficial owners
3
Minimum commitment
$20M
Form D file number
021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDENTREE INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$354MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer M HOLDINGS SECURITIES, INC. PORTLAND, Oregon, United States Related to adviser: No Other funds reporting this name →
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker JP MORGAN CHASE BANK NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

JPMORGAN CHASE BANK
LEI ZBUT11V806EZRVTWT807

M HOLDINGS SECURITIES, INC.
CRD 43285 · SEC 801-57304

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source
Fund ID
805-6887336548
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KKR INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$353MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator U.S. BANCORP FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor DELOITTE & TOUCHE, LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-6771655470
Reported beneficial owners
3
Minimum commitment
$10M
Form D file number
021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WESTERN ASSET BASEL III EFFICIENT PORTFOLIO SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$339MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG, LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-5334394744
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-334544

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NEUBERGER BERMAN INSURANCE FUND IV SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPPrivate Equity Fund$327MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MUFG CAPITAL ANALYTICS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP DALLAS, Texas, United States Other funds reporting this name →
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-4411937799
Reported beneficial owners
1
Minimum commitment
$100M
Form D file number
021-76044

Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 7, 2022 · previous imported filing

  • Regulatory AUM$15,933,229,303 → $17,415,942,051
  • Client accounts131 → 147
  • Employees48 → 49
Filing source

Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$17.4B
Non-discretionary
$0

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

6850 AUSTIN CENTER BLVD., SUITE 300
AUSTIN, TX, 78731, United States

CRD 124235

Filing source

Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.