Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Mar 22, 2022
- Regulatory AUM
- $17.4B Form ADV · Item 5.F
- Client accounts
- 147 Accounts, not individual clients
- Employees
- 49 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $17,415,942,051 | 49 | Mar 22, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 139 | $17,375,373,868 | 99.8% |
| Insurance companies | 2 | $40,568,183 | 0.2% |
Filing source
Form ADV 1598089 · Mar 22, 2022 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
139 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SALI SELECT NEWBROOK SERIES INTERESTS OF THE SALI SELECT SERIES, L.P.Hedge Fund · Feeder$5.11MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES, LLP
PCAOB 349
Fund details & source
- Fund ID
- 805-6186017394
- Reported beneficial owners
- 3
- Minimum commitment
- $500K
- Form D file number
- 021-289653
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CLARION STRUCTURED CREDIT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Other Private Fund$5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
COMPUTERSHARE TRUST COMPANY, N.A.
LEI 085-11340
Fund details & source
- Fund ID
- 805-1006320939
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
YORK CAPITAL CREDIT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUNDHedge Fund · Feeder · Master$4.96MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 1096
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-7529498202
- Reported beneficial owners
- 5
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CCA CORE RETURN INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$4.34MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-8674150482
- Reported beneficial owners
- 3
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DIVISADERO INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUNDHedge Fund$3.46MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
PERSHING LLC
SEC 8-17574
Fund details & source
- Fund ID
- 805-1239729734
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PACIFIC RIDGELINE INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$3.36MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BDO SEIDMAN, LLP
PCAOB 243
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-1942796192
- Reported beneficial owners
- 2
- Minimum commitment
- $50M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SHORT TERM U.S. TREASURY INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Liquidity Fund$3.19MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-4501534788
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1598089 · Mar 22, 2022 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 7, 2022 · previous imported filing
- Regulatory AUM$15,933,229,303 → $17,415,942,051
- Client accounts131 → 147
- Employees48 → 49
Filing source
Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $17.4B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1598089 · Mar 22, 2022 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.