Investment adviser · CRD 124235

SALI FUND SERVICES

SALI FUND MANAGEMENT, LLC

AUSTIN, TX, United States · Form ADV filed Jan 7, 2022

Regulatory AUM
$15.9B
Form ADV · Item 5.F
Client accounts
131
Accounts, not individual clients
Employees
48
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles131$15,933,229,303100.0%
Filing source

Form ADV 1589243 · Jan 7, 2022 · Item 5.D

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

138 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

CORE MORTGAGE INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$394MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG, LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Prime broker STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-4691098341
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-334544

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BLACKSTONE DIVERSIFIED ALTERNATIVES IDF SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$375MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BNY MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-1141058477
Reported beneficial owners
2
Minimum commitment
$20M
Form D file number
021-76044

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NEUBERGER BERMAN INSURANCE FUND III SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$366MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MUFG CAPITAL ANALYTICS DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP DALLAS, Texas, United States Other funds reporting this name →
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-5481048649
Reported beneficial owners
2
Minimum commitment
$100M
Form D file number
021-76044

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BLACKROCK BANK CAPITAL AWARE INCOME FUND SERIES INTERESTS OF THE SLI SVW MULTI-SERIES FUND, L.P.Other Private Fund$357MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG, LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Prime broker STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-2501100575
Reported beneficial owners
1
Minimum commitment
$200M
Form D file number
021-334544

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KKR INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$334MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator U.S. BANCORP FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor DELOITTE & TOUCHE, LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Prime broker BANK OF NEW YORK MELLON NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-6771655470
Reported beneficial owners
3
Minimum commitment
$10M
Form D file number
021-76044

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BLACKSTONE PRIVATE STRATEGIES IDF SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$319MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-6358961693
Reported beneficial owners
3
Minimum commitment
$20M
Form D file number
021-76044

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDENTREE INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$308MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer M HOLDINGS SECURITIES, INC. PORTLAND, Oregon, United States Related to adviser: No Other funds reporting this name →
Marketer MERCURY CAPITAL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

JPMORGAN CHASE BANK
LEI ZBUT11V806EZRVTWT807

M HOLDINGS SECURITIES, INC.
CRD 43285 · SEC 801-57304

MERCURY CAPITAL ADVISORS, LLC
CRD 152338 · SEC 8-68442

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source
Fund ID
805-6887336548
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-76044

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 29, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1589243 · Jan 7, 2022 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$15.9B
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management · Selection of other advisers

    Compensation

    Percentage of assets · Hourly · Fixed · Performance-based

    Principal office

    6850 AUSTIN CENTER BLVD., SUITE 300
    AUSTIN, TX, 78731, United States

    CRD 124235

    Filing source

    Form ADV 1589243 · Jan 7, 2022 · Items 1 & 5

    Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.