Investment adviser · CRD 124235

SALI FUND SERVICES

SALI FUND MANAGEMENT, LLC

AUSTIN, TX, United States · Form ADV filed Nov 4, 2021

Regulatory AUM
$15.9B
Form ADV · Item 5.F
Client accounts
131
Accounts, not individual clients
Employees
48
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles131$15,933,229,303100.0%
Filing source

Form ADV 1575889 · Nov 4, 2021 · Item 5.D

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

134 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

BROOKFIELD INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$203MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor DELOITTE & TOUCHE NEW YORK, New York, United States Other funds reporting this name →
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DELOITTE & TOUCHE
PCAOB 34

STATE STREET BANK & TRUST CO.
LEI 571473TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-7841554960
Reported beneficial owners
2
Minimum commitment
$10M
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PEG INSURANCE DEDICATED FUND 2019 SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$201MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator ESSENTIAL FUND SERVICES NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Custodian U.S. BANK N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-8485245301
Reported beneficial owners
2
Minimum commitment
$10M
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GLOBAL ACCESS GROWTH STRATEGIES INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$191MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian J.P. MORGAN CLEARING CORP. NEWARK, New Jersey, United States Related to adviser: No Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSE COOPERS LLP
PCAOB 238

J.P. MORGAN CLEARING CORP.
SEC 8-43724

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-3123921666
Reported beneficial owners
8
Minimum commitment
$250K
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NEUBERGER BERMAN 2017 PRIVATE EQUITY INVESTMENT FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPPrivate Equity Fund$184MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MITSUBISHI UFJ FINANCIAL GROUP (MUFG) INVESTOR SERVICES DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-4594159901
Reported beneficial owners
1
Minimum commitment
$140M
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SEVEN BRIDGES LONG/SHORT EQUITY FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$181MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Marketer STERN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

STERN CAPITAL LLC
CRD 131226 · SEC 8-66433

Fund details & source
Fund ID
805-4432465712
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

BAIN CAPITAL INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$171MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4

Fund details & source
Fund ID
805-6473509845
Reported beneficial owners
1
Minimum commitment
$25M
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NEUBERGER BERMAN INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$169MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MITSUBISHI UFJ FINANCIAL GROUP (MUFG) INVESTOR SERVICES DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor KPMG LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer FAS CORP. LEAWOOD, Kansas, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310

STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572

FAS CORP.
CRD 43536 · SEC 8-50307

Fund details & source
Fund ID
805-7503919832
Reported beneficial owners
1
Minimum commitment
$100M
Form D file number
021-76044

Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 2, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1575889 · Nov 4, 2021 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$15.9B
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management · Selection of other advisers

    Compensation

    Percentage of assets · Hourly · Fixed · Performance-based

    Principal office

    6850 AUSTIN CENTER BLVD., SUITE 300
    AUSTIN, TX, 78731, United States

    CRD 124235

    Filing source

    Form ADV 1575889 · Nov 4, 2021 · Items 1 & 5

    Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.