Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Nov 4, 2021
- Regulatory AUM
- $15.9B Form ADV · Item 5.F
- Client accounts
- 131 Accounts, not individual clients
- Employees
- 48 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 131 | $15,933,229,303 | 100.0% |
Filing source
Form ADV 1575889 · Nov 4, 2021 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
134 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GOLUB CAPITAL INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$1.12BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
FAS CORP.
CRD 43536 · SEC 8-50307
NEWPORT GROUP SECURITIES, INC.
CRD 29722 · SEC 801-60427
Fund details & source
- Fund ID
- 805-3055818558
- Reported beneficial owners
- 23
- Minimum commitment
- $1.47B
- Form D file number
- 021-76044
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MILLENNIUM GLOBAL ESTATE SERIES SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund · Feeder$1.1BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFRIES
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
MORGAN STANLEY
CRD 149777 · SEC 801-70103
STERN CAPITAL LLC
CRD 131226 · SEC 8-66433
Fund details & source
- Fund ID
- 805-5967933873
- Reported beneficial owners
- 12
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
U.S. MORTGAGES (INSURANCE DEDICATED) FUND SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$787MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG, LLP
PCAOB 185
STATE STREET BANK & TRUST CO.
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-2805163904
- Reported beneficial owners
- 1
- Minimum commitment
- $50M
- Form D file number
- 021-334544
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARES CREDIT STRATEGIES INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$771MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-8409152288
- Reported beneficial owners
- 11
- Minimum commitment
- $10M
- Form D file number
- 021-76044
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WESTERN ASSET MANAGEMENT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$504MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSE COOPERS
PCAOB 238
BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-7074694246
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
- Form D file number
- 021-282351
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PARTNERS GROUP PRIVATE MARKETS INSURANCE FUND IPrivate Equity Fund$451MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET CORPORATION
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-3104524637
- Reported beneficial owners
- 1
- Minimum commitment
- $10M
- Form D file number
- 021-294639
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEQUENCE MULTI ASSET IDF SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$421MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BDO USA, LLP
PCAOB 243
CHARLES SCHWAB & CO., INC.
SEC 8-16514
M HOLDINGS SECURITIES, INC.
CRD 43285 · SEC 801-57304
Fund details & source
- Fund ID
- 805-1523717208
- Reported beneficial owners
- 13
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575889 · Nov 4, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 2, 2021 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1575889 · Nov 4, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $15.9B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1575889 · Nov 4, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.