Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Nov 2, 2021
- Regulatory AUM
- $15.9B Form ADV · Item 5.F
- Client accounts
- 131 Accounts, not individual clients
- Employees
- 48 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 131 | $15,933,229,303 | 100.0% |
Filing source
Form ADV 1575049 · Nov 2, 2021 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
134 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
BBH BALANCED GROWTH INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$27.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-1218417350
- Reported beneficial owners
- 1
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEVEN BRIDGES EMERGING MARKETS FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$27MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
CHARLES SCHWAB & CO., INC.
SEC 8-16514
WELLS FARGO
LEI KB1H1DSPRFMYMCUFXT09
STERN CAPITAL LLC
CRD 131226 · SEC 8-66433
Fund details & source
- Fund ID
- 805-4016487453
- Reported beneficial owners
- 6
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MAIN MANAGEMENT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$27MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
COWEN PRIME SERVICES LLC
SEC 8-68531
J.P. MORGAN CLEARING CORP.
SEC 8-43724
PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425
Fund details & source
- Fund ID
- 805-9342255496
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BOULDER LAKE INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$26.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-8915965760
- Reported beneficial owners
- 1
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FIFTH AVENUE INSURANCE FUND IV SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$23.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES, LLP
PCAOB 349
BESSEMER TRUST COMPANY
LEI 549300OTTCSOD5OCZ143
Fund details & source
- Fund ID
- 805-6583263210
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
QUANTEDGE INSURANCE-DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$22.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
BNP PARIBAS SECURITIES CORP.
SEC 8-32682 · LEI RCNB6OTYUAMMP879YW96
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-7261668097
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
- Form D file number
- 021-282351
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SCS INSURANCE GLOBAL SERIES I SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund$21.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
Fund details & source
- Fund ID
- 805-1240336301
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1575049 · Nov 2, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $15.9B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1575049 · Nov 2, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.