Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Nov 2, 2021
- Regulatory AUM
- $15.9B Form ADV · Item 5.F
- Client accounts
- 131 Accounts, not individual clients
- Employees
- 48 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 131 | $15,933,229,303 | 100.0% |
Filing source
Form ADV 1575049 · Nov 2, 2021 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
134 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
H&L INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND VI, L.P.Hedge Fund$35.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
INTERACTIVE BROKERS LLC
SEC 8-47257 · LEI 50OBSE5T5521O6SMZR28
THE LEADERS GROUP, INC.
CRD 37157 · SEC 8-47639
Fund details & source
- Fund ID
- 805-8885589995
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-229541
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
VEGA MULTI-STRATEGY FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$35.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-4686625818
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NEUBERGER BERMAN ACCESS INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$35.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
FAS CORP.
CRD 43536 · SEC 8-50307
Fund details & source
- Fund ID
- 805-4693171056
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
STERLING REALTY FINANCE FUND VIP SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LPHedge Fund · Feeder$34.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US, LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-7345353721
- Reported beneficial owners
- 1
- Minimum commitment
- $5M
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BAIN CAPITAL INSURANCE DEDICATED FUND II SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$33.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK4
Fund details & source
- Fund ID
- 805-8261820720
- Reported beneficial owners
- 2
- Minimum commitment
- $25M
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KINNERET GROWTH INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$32.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SPICER JEFFRIES LLP
PCAOB 349
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177 · LEI MBNUM2BPBDO7JBLYG310
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
Fund details & source
- Fund ID
- 805-7843472175
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
- Form D file number
- 021-282351
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
IRONWOOD INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$32MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 42
BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
MORGAN STANLEY
CRD 149777 · SEC 801-70103
RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 801-13059
Fund details & source
- Fund ID
- 805-7264849825
- Reported beneficial owners
- 5
- Minimum commitment
- $500K
- Form D file number
- 021-76044
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1575049 · Nov 2, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $15.9B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1575049 · Nov 2, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.