Investment adviser · CRD 156663
ROCKWOOD CAPITAL, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jun 30, 2026
- Regulatory AUM
- $10.6B Form ADV · Item 5.F
- Client accounts
- 36 Accounts, not individual clients
- Employees
- 65 Reported in this filing
- Advisory professionals
- 65 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 36 | $10,608,321,132 | 100.0% |
Filing source
Form ADV 2115098 · Jun 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
50+ Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
Browse the first 49 funds across 7 pages.
NORTHROCK FUND II, LPReal Estate Fund · Last reported Dec 15, 2021$1.44BGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-8460290059
- Reported beneficial owners
- 2
- Minimum commitment
- $400M
Form ADV 1584615 · Dec 15, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHROCK FUND III, LPReal Estate Fund · Last reported Dec 15, 2021$922MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-7724848245
- Reported beneficial owners
- 2
- Minimum commitment
- $400M
Form ADV 1584615 · Dec 15, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROCKWOOD INCOME AND CREDIT PARTNERS IV, LPReal Estate Fund · Last reported Jul 22, 2022$75.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-4301231043
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1645546 · Jul 22, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND IX CIV, LPReal Estate Fund · Last reported May 10, 2016$25.3MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3827617273
- Reported beneficial owners
- 2
- Minimum commitment
- $25M
Form ADV 1016071 · May 10, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND VII, LPReal Estate Fund · Last reported Dec 15, 2021$12.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-9637530585
- Reported beneficial owners
- 56
- Minimum commitment
- $1M
- Form D file number
- 021-91737
Form ADV 1584615 · Dec 15, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND V, LPReal Estate Fund · Last reported Jun 13, 2017$11MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-5578924225
- Reported beneficial owners
- 50
- Minimum commitment
- $1M
Form ADV 1119683 · Jun 13, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND IX, LPReal Estate Fund · Last reported Nov 7, 2025$8.56MGross asset value
Form D fundraising filings
Rockwood Capital Real Estate Partners Fund IX, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-7976997614
- Reported beneficial owners
- 34
- Minimum commitment
- $5M
- Form D file number
- 021-179400
Form ADV 2023968 · Nov 7, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 30, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
140 EAST 45TH STREET, 34TH FLOORNEW YORK, NY, 10017, United States
CRD 156663
Filing source
Form ADV 2115098 · Jun 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.