Form D · Private Equity Fund
Rockwood Capital Real Estate Partners Fund IX, L.P.
White Plains, NY · CIK 0001551729
Offering snapshot reported Jun 6, 2013 · SEC filing
- Reported sold
- $505M Indefinite offering
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 8, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 26
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 6, 2013 | Amendment | $505,150,000 | No comparison | 26 | SEC filing |
| Jun 7, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-179400
Source: Form D, filed Jun 6, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND IX, LP
Investment adviser: ROCKWOOD CAPITAL, LLC
- Gross asset value
- $8.56M
- Beneficial owners
- 34
- ADV minimum commitment
- $5M
Reported in Form ADV on Nov 7, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97
Filing source
Form ADV 2023968 · Nov 7, 2025 · Schedule D 7.B.(1), fund 805-7976997614
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Becker | Executive |
| Peter J. Falco | Executive |
| Christopher L. Fraley | Executive |
| Robert L. Gray, Jr. | Executive |
| Edmond A. Kavounas | Executive |
| Peter Kaye | Executive |
| Jennifer A. Levy | Executive |
| N/A Rockwood Capital Partners (Ix), Llc | Promoter |
| Walter P. Schmidt | Executive |
| Tyson Skillings | Executive |
| David A. Streicher | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:White Plains, NY, 10606