Investment adviser · CRD 160368

ROARK CAPITAL MANAGEMENT, LLC

ATLANTA, GA, United States · Form ADV filed Jul 5, 2023

Regulatory AUM: $30.5B
Client accounts: 16
Employees: 106
Advisory professionals: 84

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$27,164,109,332	110	Mar 31, 2022
2022	$30,525,816,142	106	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$30,525,816,142	100.0%

Filing source

Form ADV 1772785 · Jul 5, 2023 · Item 5.D

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

J.P. MORGAN SECURITIES LLC

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

16 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ROARK CAPITAL PARTNERS V (T) LPPrivate Equity Fund$4.11BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners V (T) LP

Auditor PRICEWATERHOUSE COOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSE COOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-9953320405
Reported beneficial owners: 129
Minimum commitment: $5M
Form D file number: 021-296935

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ROARK CAPITAL PARTNERS III LPPrivate Equity Fund$3.58BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners III LP

Auditor PRICEWATERHOUSECOOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-9004094583
Reported beneficial owners: 105
Minimum commitment: $5M
Form D file number: 021-176622

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ROARK CAPITAL PARTNERS IV LPPrivate Equity Fund$3.51BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners IV LP

Auditor PRICEWATERHOUSE COOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSE COOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-9502651821
Reported beneficial owners: 127
Minimum commitment: $5M
Form D file number: 021-225415

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ROARK CAPITAL PARTNERS VI (T) LPPrivate Equity Fund$3.08BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners VI (T) LP

Auditor PRICEWATERHOUSECOOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-9487327162
Reported beneficial owners: 105
Minimum commitment: $10M
Form D file number: 021-387754

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ROARK CAPITAL PARTNERS II SIDECAR LPPrivate Equity Fund$2.95BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners II Sidecar LP

Auditor PRICEWATERHOUSE COOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSE COOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-8070962965
Reported beneficial owners: 90
Minimum commitment: $5M
Form D file number: 021-285996

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ROARK CAPITAL PARTNERS CF LPPrivate Equity Fund$2.74BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners CF LP

Auditor PRICEWATERHOUSECOOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-3212794034
Reported beneficial owners: 96
Minimum commitment: $5M
Form D file number: 021-437505

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ROARK CAPITAL PARTNERS V (OS) LPPrivate Equity Fund$2.61BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners V (OS) LP

Auditor PRICEWATERHOUSE COOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSE COOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-9241996041
Reported beneficial owners: 49
Minimum commitment: $5M
Form D file number: 021-296934

Form ADV 1772785 · Jul 5, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1772785 · Jul 5, 2023 · Items 1 & 5

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $30.5B
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1180 PEACHTREE STREET NE, SUITE 2500
ATLANTA, GA, 30309-3521, United States

CRD 160368

Filing source

Form ADV 1772785 · Jul 5, 2023 · Items 1 & 5

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.