Form D · Private Equity Fund
Roark Capital Partners IV LP
Atlanta, GA · CIK 0001620770
Offering snapshot reported Jan 15, 2015 · SEC filing
- Reported sold
- $2.5B Offering amount: $2.5B
- Investors reported
- 111 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 30, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 111
- Minimum accepted$1,000,000 → $10,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2015 | Amendment | $2,500,000,000 | No comparison | 111 | SEC filing |
| Sep 26, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7.25M
- Finders' fees
- $0
- Form D file number
- 021-225415
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lazard Freres & Co. LLC | 2528 |
Source: Form D, filed Jan 15, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
ROARK CAPITAL PARTNERS IV LP
Investment adviser: ROARK CAPITAL MANAGEMENT, LLC
- Gross asset value
- $4.11B
- Beneficial owners
- 136
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSE COOPERS LLC
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund asset history · 5 annual observations
Scroll to see all columns →
| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $3,153,281,797 | 127 | Mar 31, 2022 |
| 2022 | $3,509,500,215 | 127 | Mar 31, 2023 |
| 2023 | $3,733,452,614 | 130 | Mar 29, 2024 |
| 2024 | $3,895,567,453 | 132 | Mar 28, 2025 |
| 2025 | $4,112,593,794 | 136 | Mar 31, 2026 |
Filing source
Form ADV 2077365 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9502651821
Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Neal K. Aronson | Executive |
| Stephen D. Aronson | Executive |
| Paul D. Ginsberg | Executive |
| Jeffrey J. Keenan | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Atlanta, GA, 30309
Phone: 404-591-5200