Investment adviser · CRD 107269

PPM AMERICA INC

Investment adviser filing (IA)

PPM AMERICA, INC.

CHICAGO, IL, United States · Form ADV filed May 29, 2026

Regulatory AUM
$93.8B
Form ADV · Item 5.F
Client accounts
67
Accounts, not individual clients
Employees
217
Reported in this filing
Advisory professionals
117
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies15$74,113,656,88479.0%
Pooled investment vehicles26$11,737,530,14212.5%
Other investment advisersFewer than 5$4,420,773,0044.7%
Investment companies1$3,435,474,0323.7%
Retirement plansFewer than 5$52,455,0320.1%
Corporations & businessesFewer than 5$32,181,6390.0%
High-net-worth individualsFewer than 5$1,541,7000.0%
Filing source

Form ADV 2109723 · May 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PPM AMERICA PRIVATE EQUITY AGGREGATOR FUND IX LPPrivate Equity Fund · Last reported May 29, 2026$776MGross asset value

Feeder funds

  • PPM AMERICA PRIVATE EQUITY FUND IX LP
Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-2961059525
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-52373

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM AMERICA PRIVATE EQUITY FUND VIII-A LPPrivate Equity Fund · Last reported May 29, 2026$741MGross asset value

Form D fundraising filings

PPM America Private Equity Fund VIII-A LP

Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-7287135491
Reported beneficial owners
2
Minimum commitment
$225M
Form D file number
021-416736

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM AMERICA PRIVATE EQUITY FUND VII LPPrivate Equity Fund · Last reported May 29, 2026$551MGross asset value

Form D fundraising filings

PPM AMERICA PRIVATE EQUITY FUND VII LP

Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-7451126495
Reported beneficial owners
10
Minimum commitment
$855K
Form D file number
021-314033

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM AMERICA PRIVATE EQUITY FUND VIII LPPrivate Equity Fund · Last reported May 29, 2026$190MGross asset value

Form D fundraising filings

PPM America Private Equity Fund VIII LP

Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-6520135674
Reported beneficial owners
9
Minimum commitment
$580K
Form D file number
021-473345

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM STRATEGIC OPPORTUNITIES AGGREGATOR FUND I LPPrivate Equity Fund · Last reported May 29, 2026$172MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-1795071684
Reported beneficial owners
4
Minimum commitment
$1.25M
Form D file number
021-551198

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM AMERICA PRIVATE EQUITY FUND VI LPPrivate Equity Fund · Last reported May 29, 2026$167MGross asset value

Form D fundraising filings

PPM AMERICA PRIVATE EQUITY FUND VI LP

Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-2288715911
Reported beneficial owners
10
Minimum commitment
$315K
Form D file number
021-255959

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM AMERICA PRIVATE EQUITY FUND IV LPPrivate Equity Fund · Last reported May 29, 2026$77.1MGross asset value

Form D fundraising filings

PPM AMERICA PRIVATE EQUITY FUND IV LP

Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source
Fund ID
805-3163493907
Reported beneficial owners
9
Minimum commitment
$262K
Form D file number
021-174214

Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

225 WEST WACKER DRIVE, SUITE 1200
CHICAGO, IL, 60606, United States

CRD 107269

Filing source

Form ADV 2109723 · May 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.