Form D · Private Equity Fund
PPM AMERICA PRIVATE EQUITY FUND IV LP
Chicago, IL · CIK 0001543632
Offering snapshot reported Mar 1, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $200M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 1, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-174214
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.
Source: Form D, filed Mar 1, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PPM AMERICA PRIVATE EQUITY FUND IV LP
Investment adviser: PPM AMERICA, INC.
- Gross asset value
- $77.1M
- Beneficial owners
- 9
- ADV minimum commitment
- $262K
Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2109723 · May 29, 2026 · Schedule D 7.B.(1), fund 805-3163493907
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Claudia A. Baron | Executive |
| Bruce Gorchow | Executive, Promoter |
| Kevin Keefe | Executive |
| Austin Krumpfes | Executive |
| Craig Radis | Executive |
| Champ Raju | Executive |
| Scott Rooth | Executive, Promoter |
| Mark Staub | Executive |
| Ray Zhang | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606